Financial Compliance Checker

Assess your organization's financial compliance obligations across AML/BSA programs, KYC/CDD requirements, transaction monitoring, sanctions screening, SOX controls, and crypto/MiCA regulations — covering 16 jurisdictions.

Six Compliance Domains

AML Program Assessment

BSA compliance, risk-based AML program design, independent testing, and FinCEN requirements

KYC/CDD Compliance

Customer due diligence, EDD for high-risk customers, beneficial ownership (CTA), and ongoing monitoring

Transaction Monitoring

Suspicious activity detection, SAR/STR filing timelines, CTR thresholds, and pattern analysis

Sanctions Screening

OFAC SDN list, EU restrictive measures, UN sanctions, PEP screening, and adverse media monitoring

SOX Internal Controls

Sarbanes-Oxley Section 302/404, ICFR assessment, material weakness classification, and PCAOB standards

Crypto/MiCA Compliance

Markets in Crypto-Assets regulation, CASP authorization, travel rule (Regulation 2023/1113), and stablecoin reserves

Key Regulations Covered

Bank Secrecy Act / FinCEN (31 USC 5311-5332)
EU 6th Anti-Money Laundering Directive (AMLD6)
Sarbanes-Oxley Act Section 302/404
Markets in Crypto-Assets Regulation (MiCA, EU 2023/1114)
FATF 40 Recommendations
OFAC Sanctions Programs (31 CFR Part 500)
UK Money Laundering Regulations 2017
Corporate Transparency Act (beneficial ownership)

Free to Use

Get an instant financial compliance assessment with specific regulatory citations, deadlines, penalties, and an actionable compliance checklist.